ASIC Market Integrity Rules - Australian Government

Description

You will be required to comply with these Rules if you are a market operator, market participant or other entity or person engaged in financial products traded on the relevant markets.

A Market Operator is a person or company licensed to operate one or more financial markets in Australia. A Participant refers to a person who is allowed to directly participate in a financial clearing and settlement facility or a financial market.

These Rules provide the framework for supporting competition between exchange markets in Australia. The set of Rules cover areas such as:

  • trading
  • client relationships
  • record keeping
  • market operator and participant obligations
  • policies and procedures.

Please consult the Contact Officer for more information.

Service type

Code of Practice

A code of practice is a set of rules which details how people in a certain industry should behave. A code of practice can be defined as a result of legislation or by industry regulators and bodies.

Other resources

Task Business Structure Resources
Comply All ASIC Market Integrity Rules (Opens in new window)

Act(s) name

Corporations Act 2001 Australian Government

Regulation(s) name

Corporations Regulations 2001 Australian Government

Administering agency

Australian Securities and Investments Commission

Markets

Contact details

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

Please use these contact details for help or more information:

ACT Service Centre

Markets

Australian Securities and Investments Commission

Operating address: Level 2
2 Allsop Street
Canberra, Australian Capital Territory 2600
Mailing address: GPO BOX 9827
Brisbane, Queensland 4001
Phone: 02 6250 3800
Fax: 02 6250 3811

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

Please use these contact details for help or more information:

NSW Service Centre

Markets

Australian Securities and Investments Commission

Operating address: Level 5
100 Market Street
Sydney, New South Wales 2000
Phone: 02 9911 2000
Fax: 02 9911 2414

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

Please use these contact details for help or more information:

NT Service Centre

Markets

Australian Securities and Investments Commission

Operating address: Jacana House
Level 5
39 - 41 Woods Street
Darwin, Northern Territory 0800
Phone: 08 8943 0900
Fax: 08 8943 0910

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

Please use these contact details for help or more information:

QLD Service Centre

Markets

Australian Securities and Investments Commission

Operating address: Level 20
240 Queen Street
Brisbane City, Queensland 4000
Phone: 07 3867 4700
Fax: 07 3867 4725

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

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SA Service Centre

Markets

Australian Securities and Investments Commission

Operating address: Level 14
91 King William Street
Adelaide, South Australia 5000
Phone: 08 8202 8400
Fax: 08 8202 8410

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

Please use these contact details for help or more information:

TAS Service Centre

Markets

Australian Securities and Investments Commission

Operating address: Telstra Centre
Level 2
70 Collins Street
Hobart, Tasmania 7000
Phone: 03 6235 6800
Fax: 03 6235 6811

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

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VIC Service Centre

Markets

Australian Securities and Investments Commission

Operating address: Level 7
120 Collins Street
Melbourne, Victoria 3000
Phone: 03 9280 3200
Fax: 03 9280 3444

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

Please use these contact details for help or more information:

WA Service Centre

Markets

Australian Securities and Investments Commission

Operating address: Level 1
11 Mounts Bay Road
Perth, Western Australia 6000
Phone: 08 9261 4000
Fax: 08 9261 4227