You will be required to comply with these Rules if you are a market operator, market participant or other entity or person engaged in financial products traded on the relevant markets.
A Market Operator is a person or company licensed to operate one or more financial markets in Australia. A Participant refers to a person who is allowed to directly participate in a financial clearing and settlement facility or a financial market.
These Rules provide the framework for supporting competition between exchange markets in Australia. The set of Rules cover areas such as:
- client relationships
- record keeping
- market operator and participant obligations
- policies and procedures.
Please consult the Contact Officer for more information.