ASIC Market Integrity Rules - Australian Government

Description

You will be required to comply with these Rules if you are a market operator, market participant or other entity or person engaged in financial products traded on the relevant markets.

A Market Operator is a person or company licensed to operate one or more financial markets in Australia. A Participant refers to a person who is allowed to directly participate in a financial clearing and settlement facility or a financial market.

These Rules provide the framework for supporting competition between exchange markets in Australia. The set of Rules cover areas such as:

  • trading
  • client relationships
  • record keeping
  • market Operator and Participant obligations
  • policies and Procedures.

Please consult the Contact Officer for more information.

Service type

Code of Practice

A code of practice can be either a legal requirement or non-legal requirement. Legal codes of practice are defined as a result of legislation. Non-legal codes of practice are defined by industry regulators and bodies.

Administering agency

Australian Securities and Investments Commission

Markets

Contact details

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

ACT Service Centre

Phone: 02 6250 3800
Fax: 02 6250 3811
Website: Australian Securities and Investments Commission (Opens in new window)

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

NSW Service Centre

Phone: 02 9911 2000
Fax: 02 9911 2414
Website: Australian Securities and Investments Commission (Opens in new window)

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

NT Service Centre

Phone: 08 8943 0900
Fax: 08 8943 0910
Website: Australian Securities and Investments Commission (Opens in new window)

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

QLD Service Centre

Phone: 07 3867 4700
Fax: 07 3867 4725
Website: Australian Securities and Investments Commission (Opens in new window)

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

SA Service Centre

Phone: 08 8202 8400
Fax: 08 8202 8410
Website: Australian Securities and Investments Commission (Opens in new window)

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

TAS Service Centre

Phone: 03 6235 6800
Fax: 03 6235 6811
Website: Australian Securities and Investments Commission (Opens in new window)

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

VIC Service Centre

Phone: 03 9280 3200
Fax: 03 9280 3444
Website: Australian Securities and Investments Commission (Opens in new window)

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

WA Service Centre

Phone: 08 9261 4000
Fax: 08 9261 4227
Website: Australian Securities and Investments Commission (Opens in new window)