Code of Conduct for Finance Brokers - Western Australia


You will need to comply with this code if you work as a finance broker. Finance brokers negotiate, arrange or manage loans of money for or on behalf of other persons.

This code covers:

  • general obligations for all finance brokers
  • restricted finance broking
  • unrestricted finance broking.

Service type

Code of Practice

A code of practice is a set of rules which details how people in a certain industry should behave. A code of practice can be defined as a result of legislation or by industry regulators and bodies.

Act(s) name

Finance Brokers Control Act 1975 Western Australia

Regulation(s) name

Finance Brokers Control (Code of Conduct) Regulations 2007 Western Australia

Administering agency

Department of Energy, Mines, Industry Regulation and Safety

Consumer Protection

Contact details

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.