Code of Conduct for Finance Brokers - WA - Australian Business Licence and Information Service

Description

You will need to comply with this code if you work as a finance broker. Finance brokers negotiate, arrange or manage loans of money for or on behalf of other persons.

This code covers:

general obligations for all finance brokers
restricted finance broking
unrestricted finance broking.

Service type

Code of Practice

A code of practice is a set of rules which details how people in a certain industry should behave. A code of practice can be defined as a result of legislation or by industry regulators and bodies.

Other resources

Task	Business Structure	Resources
Comply	All	Finance Brokers Control (Code of Conduct) Regulations 2007 - PDF (Opens in new window)

Act(s) name

Finance Brokers Control Act 1975 Western Australia

Regulation(s) name

Finance Brokers Control (Code of Conduct) Regulations 2007 Western Australia

Administering agency

Department of Energy, Mines, Industry Regulation and Safety

Consumer Protection

Contact details

**Please use these contact details for help or more information:**

Enquiries

Consumer Protection

Department of Energy, Mines, Industry Regulation and Safety
Western Australia
Operating address:	Level 2 140 William Street Perth, Western Australia 6000
Mailing address:	LOCKED BAG 100 East Perth, Western Australia 6892
Phone:	1300 304 054
Email:	consumer@dmirs.wa.gov.au
Website:	Consumer Protection (Opens in new window)

Code of Conduct for Finance Brokers - Western Australia