Code of Conduct for Finance Brokers - Western Australia


You will need to comply with this code if you work as a finance broker. A finance broker is someone who arranges or manages loans of money on behalf of other persons or in the course of business.

This code contains general obligations for all finance brokers, as well as rules specific to classes of licences.

Please consult the Contact Officer for more information.

Service type

Code of Practice

A code of practice is a set of rules which details how people in a certain industry should behave. A code of practice can be defined as a result of legislation or by industry regulators and bodies.

Other resources

Act(s) name

Finance Brokers Control Act 1975 Western Australia

Regulation(s) name

Finance Brokers Control (Code of Conduct) Regulations 2007 Western Australia

Administering agency

Department of Mines, Industry Regulation and Safety

Consumer Protection

Contact details

Contact Email, Phone and Address Details for this service in simple two column table format, header then data.

Please use these contact details for help or more information:


Consumer Protection

Department of Mines, Industry Regulation and Safety

Operating address: Level 2
140 William Street
Perth, Western Australia 6001
Mailing address: LOCKED BAG 14
Cloisters Square PO, Western Australia 6850
Phone: 1300 304 054
Phone: 08 9282 0777
Fax: 08 9282 0850
Website: Consumer Protection (Opens in new window)